Skip Standard Navigation Links
CDC Home
Safer, Healthier People
CDC HomeCDC SearchHealth Topics A-Z
   
  WONDER Home FAQ Help Contact Us Search  
 

Scientific Data Documentation

Dental Tape (1971-75)

DSN: CC37.HANES1.DENTAL


ABSTRACT
     
               HEALTH AND NUTRITION EXAMINATION SURVEY, 1971-1975


 Contents

 HANES 1971-1975
     Description of Survey
     Target Population
     Data Collection

 Use of HANES Data

 Errors in the Data Sets and Survey Differences

 Variance Estimation

 General Notes
     Demographic Data

 Demographic Data Summary

 Record Layout
     Demographic Data

 Detailed Notes
     Demographic Data


DESCRIPTION OF SURVEY

 Description of Survey:  A detailed description of the design, content and
 operation of HANES I is provided in the following reports:  Plan and
 Operation of the Health and Nutrition Examination Survey, DHEW Pub. No.
 (HSM) 73-1310, Series 1, Nos. 10a and 10b, Public Health Service,
 Washington, D. C., U. S.  Government Printing Office, February 1973.  Also
 provided is a draft report on the augmentation survey of adults describing
 the relevant field work conducted between July 1974 and October 1975.

TARGET POPULATION

 Target Population:  HANES I was conducted on a nationwide probability
 sample of approximately 32,000 persons, ages 1-74 years, from the
 civilian, noninstitutionalized population of the coterminous United
 States, excepting those persons residing on Indian reservations.  The
 survey started in April 1971 and for many survey components was completed
 in June 1974.  The HANES I sample was selected so that certain population
 groups thought to be at high risk of malnutrition (persons with low
 incomes, preschool children, women of childbearing age and the elderly)
 were oversampled at known rates.  Adjusted sampling weights were then
 computed within 60 age, sex and race categories in order to inflate the
 sample in such a manner as to closely reflect the noninstitutionalized
 population, ages 1-74 years, of the United States at the midpoint of the
 survey.

 Although the main emphasis of HANES I was on nutrition, a subset of those
 sample persons aged 25-74 received a more detailed health examination
 which was continued through October 1975.  No particular oversampling of
 subgroups of the population was done in this subsample (e.g., women of
 childbearing age were not oversampled as they were for the major nutrition
 component of HANES I). This subsample is also representative of the United
 States population aged 25-74 during the time of HANES I.

 After the nutrition survey was completed, the detailed examination given
 to the 25-74 age group was continued until the total number of examined
 persons was approximately double the number of examinees who received the
 detailed examination during the nutrition survey.

DATA COLLECTION

 Data Collection:  Information for all examined sample persons in HANES I
 was obtained by means of a household interview, a general medical history,
 a 24-hour dietary intake recall interview, a food frequency interview, a
 food program questionnaire, a general medical examination, dental,
 dermatological and ophthalmological examinations, anthropometric
 measurement, hand-wrist x-rays (of those ages 1-17 only) and 24
 hematological, blood chemistry, and urological laboratory determinations.

 In addition to the information received on all examined persons by means
 of the above questionnaires, procedures and measurements, the following
 data were gathered on the subsample of adults aged 25-74:  a medical
 history supplement; supplementary questionnaires concerning arthritis,
 respiratory and cardiovascular conditions (when applicable); a health care
 needs question- naire; a general well-being questionnaire; an extended
 medical examination; x-rays of the chest and hip and knee joints;
 audiometry, electrocardiography; goniometry; spirometry; pulmonary
 diffusion and tuberculin tests; along with additional laboratory
 determinations.

USE OF HANES DATA

 With the goal of mutual benefit, NCHS requests the cooperation of
 recipients of data tapes in certain actions related to their use:

     A.   Any published material derived from the data should acknowledge
          the National Center for Health Statistics as the original source.
          It should also include a disclaimer which credits any analyses,
          interpretations, or conclusions reached to the author (recipient
          of the tape) and not to NCHS, which is responsible only for the
          initial data.

     B.   Consumers who wish to publish a technical description of the data
          will make a reasonable effort to insure that the description is
          not inconsistent with that published by NCHS.  This does not
          mean, however that NCHS will review such descriptions.

ERRORS IN THE DATA SETS AND SURVEY DIFFERENCES

 The data users' tapes have been subjected to a great deal of careful
 editing.  However, due to the large volume of data in the series, it is
 likely that a small number of errors or discrepancies remain undetected.
 We would appre- ciate if any such errors are detected that they be brought
 to our attention so that new corrected copies of the tape can be created
 and errata sheets issued to previous purchasers.

 Some of the continuous data items have extremely high or low values and we
 have verified that they do in fact appear that way on the hard documents;
 that is, we have verified that the values have not been incorrectly keyed.

 In general, we have not attempted to resolve any differences that may
 exist between estimates derived from the various subsamples of HANES I.
 Nor have we made any comparisons between estimates from HANES I and
 previous surveys conducted by the Division of Health Examination
 Statistics.

VARIANCE ESTIMATION

 Because the Health and Nutrition Examination Survey is based upon a
 complex sample design, the assumptions of many statistical tests and
 routinely avail- able statistical programs are not met.  For this reason,
 when estimates of the variances of statistics from HANES are computed, the
 technique of estimation must be based upon complex sampling theory.  In
 order to provide the user with the capability of estimating the complex
 sample variances, we have provided Strata and Primary Sampling Unit (PSU)
 codes on the HANES user tapes in tape positions 194-198.  However, these
 codes are suitable for making variance estimates only for examination
 locations 1-65 and 1-100.  To compute variance estimates for examination
 locations 1-35 or 66-100, it is necessary to recode the current Strata-PSU
 codes according to the specifications that follow.  The resultant recoded
 Strata-PSU codes should be used only for locations 1-35 and 66-100.

 One computer program that should be widely available sometime around the
 summer of 1978 as part of the Statistical Analysis System (available from
 the SAS Institute, Inc., Post Office Box 10066, Raleigh, North Carolina
 27605) is capable of using the Strata-PSU codes provided for HANES to
 compute complex sample variances.  Other programs may also be available.

 In those Strata, referred to as certainty or self-representing Strata, the
 PSU codes are actually the segment numbers.  Neither the Strata codes nor
 the PSU codes are the original codes used in the formation of the HANES
 sample design, but are nonetheless a unique Recoding of the original
 codes.  For further discussion of the sample design of HANES, the user
 should consult the publications of the National Center for Health
 Statistics--Series-Nos. 10a and 14 and the detailed note for tape
 positions 158-193.

                 Recode Specifications for Strata-PSU Codes

 First.--Create a files with only those records in the file for examination
 locations 1-35.*

 Second.--Retain 1he original Strata-PSU codes in Strata 7-10 and 13 in the
 original form as the recoded Strata-PSU codes.

 Third.--Recode the remaining strata according to the chart below.

 Fourth.--Repeat the process for examination locations 66-100.*

 Old Strata #
 (tape positions 194-195)           New Strata #                      New PSU

       01                          01                                      001
       02                          01                                      002
       03                          03                                      001
       06                          03                                      002
       04                          04                                      001
       05                          04                                      002
       11                          11                                      001
       12                          11                                      002
       14                          14                                      001
       21                          14                                      002
       15                          15                                      001
       16                          15                                      002
       17                          17                                      001
       20                          17                                      002
       18                          18                                      001
       19                          18                                      002
       22                          22                                      001
       25                          22                                      002
       23                          23                                      001
       24                          23                                      002
       26                          26                                      001
       27                          26                                      002
       28                          28                                      001
       29                          28                                      002
       30                          30                                      001
       35                          30                                      002
       31                          31                                      001
       32                          31                                      002
       33                          33                                      001
       34                          33                                      002

       *See detailed note for tape positions 158-193.


GENERAL NOTES, DEMOGRAPHIC DATA, HANES I

 Demographic Information: An advance letter, announcing the forthcoming
 arrival of an interviewer from the U. S. Bureau of the Census, was mailed
 to each household that fell into the sample area. The interviewer
 subsequently visited the household to ascertain its composition and to
 administer a questionnaire, the primary purpose of which was to obtain
 demographic information.  The questionnaire was administered to each
 potential sample person that was available and competent enough to respond
 to questions.  In the event that a potential sample person was not at home
 at the time of interview, any responsible adult in the household was asked
 to respond to the questions for the absent person.

 Asterisks on the Tape Description: Some of the data items were obtained only
 for a particular subsample of HANES. Consequently some of these items appear
 to have a great deal of missing data (coded as blank) due to nonresponse, but
 in fact the data are missing because the design of HANES dictated that the
 item was to be obtained only for a particular subsample. (For further
 discussion of the various subsamples in HANES the user should see the
 detailed note for tape positions 158-193.)

 To alert the user to this fact asterisks were put on the tape des-
 cription. One asterisk denotes that the data item was obtained only on
 examinees at locations 1-65, two asterisks denote that it was ob- tained
 only at location 66-100 and three asterisks denote that it was obtained
 only on examinees receiving the detailed examination.


DEMOGRAPHIC DATA SUMMARY - HANES I
                                                                      Tape
                                                                     Positions
 Sample sequence number .............................................  1
 Size of place ...................................................... 10
 SMSA-not SMSA ...................................................... 11
 Type of living quarters............................................. 12
 Land usage ......................................................... 13
 If rural, asked - How many acres of land are included .............. 14
 If 10 acres/more asked - Sale of crops/etc. amount to $50 or more .. 15
 If 10 acres/less asked - Sale of crops/etc. amount to $250 or more . 16
 Age - head of household ............................................ 17
 Sex - head of household ............................................ 19
 Highest grade attended - head of household ......................... 20
 Race - head of household ........................................... 22
 Total number of persons in household ............................... 23
 Total sample persons in household .................................. 25
 Number of rooms in house ........................................... 27
 Is there piped water ............................................... 28
 If yes, is there hot and cold piped water .......................... 29
 If yes to piped water - Does house have a sink with piped water .... 30
 Does house have a range or cook stove .............................. 31
 Does house have a refrigerator ..................................... 32
 Are kitchen facilities used by anyone not living in household ...... 33
 Total family income group .......................................... 34

 NOTE:  The following income questions were asked only if "Total Family
        Income" was less than $7,000
                                                                      Tape
                                                                     Positions

 During Past Year Did you or Any Members of Your Family Receive Money From:
 Wages or salaries .................................................. 36

 If yes - How much altogether before deductions ..................... 37
 Social Security or Railroad Retirement ............................. 41
 If yes - How much altogether ....................................... 42
 Welfare payments or other public assistance ........................ 46
 If yes - How much altogether ....................................... 47
 Unemployment or Workman's Compensation ............................. 51
 If yes - How much altogether ....................................... 52
 Government employee pensions or private pensions ................... 56
 If yes - How much altogether ....................................... 57
 Dividends, interest or rent ........................................ 61
 If yes - How much altogether ....................................... 62
 Net income from own non-farm business, professional practice or
   partnership ...................................................... 66
 If yes - How much altogether ....................................... 67
 Net income from a farm ............................................. 71
 If yes - How much altogether ....................................... 72
 Veteran's payments ................................................. 76
 If yes - How much altogether ....................................... 77
 Alimony, child support or contributions from persons not living in
   household ........................................................ 81
 If yes - How much altogether ....................................... 82
 Any other income ................................................... 86
 If yes - How much altogether ......................................  87
 Total amount....................................................... 91
 Family unit code ................................................... 95
 Relationship to head of household .................................. 100
 Age at interview ................................................... 101
 Race of examined person ............................................ 103
 Sex of examined person ............................................. 104
 Marital status ..................................................... 105
 Date of birth (month and year) ..................................... 106
 Place of birth ..................................................... 110
 Highest grade of regular school ever attended ...................... 112
 Did he finish the grade ............................................ 114
 Is he attending school now ......................................... 115
 Has he ever attended a school of any kind .......................... 116
 If yes - What kind of school ....................................... 117
 Any language other than English frequently spoken in the household.. 118
 If yes - What language ............................................. 119
 What is your main ancestry or national origin ...................... 120
 What was he doing most of past three months ........................ 122
 If "something else" - What was he doing ............................ 123
 If "keeping house" or "something else" - Did he work at a job or
   business at any time during the past three months ................ 124
 If "working" - Did he work full-time or part-time .................. 125
 Did he work at any time last week or week before (not around house). 126
 If no - Even though he did not work during that time, does he have
   a job or business ................................................ 127


                                                                      Tape
                                                                     Positions
 Was he looking for work or on lay-off from a job ................... 128
 If yes - Which ..................................................... 129
 Class of worker .................................................... 130
 If self-employed in "own" business and not a farm, is the business
   incorporated ..................................................... 131
 Business or industry code .......................................... 132

 Occupation code .................................................... 135
 Date of examination ................................................ 138
 Age at examination ................................................. 144
 Farm/non-farm ...................................................... 146

 Poverty index ...................................................... 147
 Region ............................................................. 150

 FOOD PROGRAMS APPLICABILITY ........................................ 151

 Are you certified to participate in the food stamp program? ........ 152
 Are you buying food stamps now? .................................... 153
 What is the main reason you aren't participating in the program? ... 154
 Are you certified to participate in commodity distribution program?. 155
 Are you receiving commodity foods now for your family? ............. 156
 Why aren't you participating in the program? ....................... 157

 SAMPLE WEIGHTS ..................................................... 158

 STRATA - Primary Sampling Unit (PSU) ............................... 194

RECORD LAYOUT, DEMOGRAPHIC DATA
 
                HEALTH AND NUTRITION EXAMINATION SURVEY (HANES I)

 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

         DEMOGRAPHIC DATA

 1-5     Sample Sequence Number

 6-9     Catalog Number

 10      Size of Place
         Urbanized area with:
         1 - 3,000,000 or more                            Hshld Questionnaire
         2 - 1,000,000 to 2,999,999                       See Detailed Notes
         3 - 250,000 to 999,999
         4 - under 250,000
         5 - Urban place 25,000 or more
             outside urbanized area
         6 - Urban place 10,000 to 24,999
             outside urbanized area
         7 - Urban place 2,500 to 9,999
             outside urbanized area
         8 - Rural

 11      SMSA - Not SMSA
         1 - In SMSA, in central city                     Hsehld Questionnaire
         2 - In SMSA, not in central city                 See Detailed Notes
         3 - Not in SMSA

 12      Type of Living Quarters
         1 - Housing Unit                                 Hsehld Questionnaire
         2 - Other unit

 13      Land Usage
         1 - All other                                    Hsehld Questionnaire
         2 - Rural  7136

 14      If Rural, asked
         How Many Acres of Land Are Included?             Hsehld Questionnaire
         1 - 10 or more acres
         2 - Less than 10 acres
         9 - Not applicable


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 15      If 10 acres or more, asked if
         Sale of Crops, Etc. Amount to $50 or more?       Hsehld Questionnaire
                   2 - Yes
                   4 - No
                   9 - Not applicable

 16      If 10 acres or less, asked if
         Sale of Crops, Etc. Amount to $250 or more?      Hsehld Questionnaire
                   3 - Yes
                   5 - No
                   9 - Not applicable

 17-18   Age - Head of Hsehld
                   16-92 as given                         Hsehld Questionnaire
                   00 Blank, but applicable

 19      Sex - Head of Hsehld                             Hsehld Questionnaire
                   1 - Male
                   2 - Female

 20-21   Highest Grade Attended - Head of Hsehld
                   10 - None                              Hsehld Questionnaire
                   21 - 1st grade
                   22 - 2nd grade
                   23 - 3rd grade
                   24 - 4th grade
                   25 - 5th grade
                   26 - 6th grade
                   27 - 7th grade
                   28 - 8th grade
                   31 - 9th grade
                   32 - 10th grade
                   33 - 11th grade
                   34 - 12th grade
                   41 - First year of college
                   42 - Second year of college
                   43 - Third year of college
                   44 - Fourth year of college
                   45 - Graduate
                   88 - Blank, but applicable


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 22      Race - Head of Household
                   1 - White                              Hsehld Questionnaire
                   2 - Negro                              See Detailed Notes
                   3 - Other

 23-24   Total Number of Persons in Household
                   01-19 - As given                       Hsehld Questionnaire

 25-26   Total Sample Persons in Household
                   01-07 - As given                       Hsehld Questionnaire

 27      Number of Rooms in House
                   1-8 - As given                         Hsehld Questionnaire
                     9 - 9 or more

 28      Is there piped water?
                   1 - Yes                                Hsehld Questionnaire
                   2 - No

 29      If yes
         Is there Hot  and Cold piped water?
                   1 - Yes                                Hsehld Questionnaire
                   2 - No
                   9 - Not applicable

 30      If yes to piped water -
         Does House Have a Sink with Piped Water?
                   1 - Yes                                Hsehld Questionnaire
                   2 - No
                   9 - Not applicable

 31      Does House Have a Range or Cook Stove?
                   1 - Yes                                Hsehld Questionnaire
                   2 - No


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 32      Does House have a Regrigerator?
                1 - Yes                                   Hsehld Questionnaire
                2 - No

 33      Are kitchen facilities used by anyone not living
          in household?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                9 - Not applicable

 34-35   Total Family Income Group
                11 - Under $1,000(including loss)         Hsehld Questionnaire
                12 - $1,000-1,999                          See Detailed Notes
                13 - $2,000-2,999
                14 - $3,000-3,999
                15 - $4,000-4,999
                16 - $5,000-5,999
                17 - $6,000-6,999
                18 - $7,000-9,999
                19 - $10,000-14,999
                20 - $15,000-19,999
                21 - $20,000-24,999
                22 - $25,000 and over
                88 - Blank, but applicable

         NOTE:  The following income questions were asked only
                if "Total Family Income" was less than $7,000

         DURING PAST YEAR DID YOU OR ANY MEMBERS OF YOUR FAMILY
         RECEIVE MONEY FROM:

 36      Wages or Salaries?
                1 - Yes                                  Hsehld Questionnaire
                2 - No
                3 - Blank, but applicable
                9 - Not applicable


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 37-40   If yes to above, how much altogether
          before deductions?
                0001-8000 - As given                      Hsehld Questionnaire
                8888 - Blank, but applicable
                9999 - Not applicable

 41      Social Security or Railroad Retirement?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                3 - Blank, but applicable
                9 - Not applicable

 42-45   If yes to above, how much altogether?
                0001-6999 - As given                      Hsehld Questionnaire
                8888 - Blank, but applicable
                9999 - Not applicable

 46      Welfare Payments or Other Public Assistance?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                3 - Blank, but applicable
                9 - Not applicable

 47-50   If yes to above, hyow much altogether?
                0001-6999 - As given                      Hsehld Questionnaire
                8888 - Blank, but applicable
                9999 - Not applicable

 51      Unemployment or Workmen's Compensation?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 52-55   If yes to above, how much altogether?
                0001-6999 - As given                      Hsehld Questionnaire
                8888 - Blank, but applicable
                9999 - Not applicable

 56      Government Employee Pensions or Private Pensions?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable

 57-60   If yes to above, how much altogether?
                0001-6999 - As given                      Hsehld Questionnaire
                8888 - Blank, but applicable
                9999 - Not applicable

 61      Dividends, interest or rent?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable

 62-65   If yes to above, how much altogether?
                0001-6999 - As given                      Hsehld Questionnaire
                8888 - Blank, but applicable
                9999 - Not applicable

 66      Net income from own non-farm business, professional
          practice or partnership?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                3 - Loss
                8 - Blank, but applicable
                9 - Not applicable


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 67-70   If yes to above, how much altogether?
                0000-7500 - As given                      Hsehld Questionnaire
                8888 - Blank, but applicable
                9999 - Not applicable

 71      Net income from a farm?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                3 - Loss
                8 - Blank, but applicable
                9 - Not applicable

 72-75   If yes to above, how much altogether?
                0000-7500 - As given                      Hsehld Questionnaire
                8888 - Blank, but applicable
                9999 - Not applicable

 76      Veteran's Payments?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable

 77-80   If yes to above, how much altogether?
                0001-6999 - As given                      Hsehld Questionnaire
                8888 - Blank, but applicable
                9999 - Not applicable

 81      Alimony, child support or contributions from persons
          not living in Hsehld?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 82-85   If yes to above, how much altogether?
                0001-6999 - As given                      Hsehld Questionnaire
                8888 - Blank, but applicable
                9999 - Not applicable

 86      Any other income?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable

 87-90   If yes to above, how much altogether?
                0001-6900 - As given                      Hsehld Questionnaire
                8888 - Blank, but applicable
                9999 - Not applicable

 91-94   Total Amount (Total of Positions 37-90)
                0000-6999 - As given                      Hsehld Questionnaire
                8888 - Blank, but applicable
                9999 - Not applicable

 95-99   FAMILY UNIT CODE                                 Computer generated
                00001-23180                               See Detailed Notes

 100     Relationship to Head of Household (Hsehld Questionnaire)
                1 - Head (1 person living along or with non-relatives)  1920
                2 - Head (2 or more related persons in family)          4912
                3 - Wife                                                5256
                4 - Child                                               7733
                5 - Other relative                                       928

 101-2   Age at Interview
                01-74 - As given                          Hsehld Questionnaire


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 103     Race of Examined Person
                1 - White                                 Hsehld Questionnaire
                2 - Negro                                 See Detailed Notes
                3 - Other

 104     Sex of Examined Person
                1 - Male                                  Hsehld Questionnaire
                2 - Female

 105     Marital Status
                1 - Under 17                              Hsehld Questionnaire
                2 - Married
                3 - Widowed
                4 - Never Married
                5 - Divorced
                6 - Separated
                8 - Blank, but applicable

 106-9   Date of Birth (month, year)
                01-12 - Month as given                    Hsehld Questionnaire
                00-99 - Year (1896-1973) as given

 110-11  Place of Birth (As given)
                01-02                                     Hsehld Questionnaire
                04-06                                     See Detailed Notes
                08-13
                15-42
                44-51
                53-56
                60-81
                91-97
                88 - Blank, but applicable       144


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 112-13  Highest Grade of regular school ever attended?
                10 - None                                 Hsehld Questionnaire
                21 - 1st grade
                22 - 2nd grade
                23 - 3rd grade
                24 - 4th grade
                25 - 5th grade
                26 - 6th grade
                27 - 7th grade
                28 - 8th grade
                31 - 9th grade
                32 - 10th grade
                33 - 11th grade
                34 - 12th grade
                41 - First year of college
                42 - Second year of college
                43 - Third year of college
                44 - Fourth year of college
                45 - Graduate
                77 - Special school
                88 - Blank, but applicable
                99 - Not applicable

 114     Did he finish the grade?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable

 115     Is he attending school now?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 116     Has he ever attended a school
          of any kind?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable

 117     If yes, what kind of school?
                1 - Nursery                               Hsehld Questionnaire
                2 - Kindergarten
                3 - Other
                4 - Headstart
                5 - Daycare
                8 - Blank, but applicable
                9 - Not applicable

 118     Is any language other than English frequently spoken
          in the household?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable

 119     If yes, what language?
                0 - German                                Hsehld Questionnaire
                1 - Italian
                2 - French
                3 - Polish
                4 - Russian
                5 - Spanish
                6 - Chinese
                7 - Other language
                8 - Blank, but applicable
                9 - Not applicable


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 120-21  What is your main ancestry or national origin?
                00 - German                               Hsehld Questionnaire
                01 - Irish
                02 - Italian
                03 - French
                04 - Polish
                05 - Russian
                06 - English
                07 - Spanish
                08 - Mexican
                09 - Chinese
                10 - Japanese
                11 - American Indian
                12 - Negro
                13 - Jewish
                14 - American
                15 - Other
                88 - Blank, but applicable
                99 - Don't know

 122     What was he doing most of past three months?
                1 - Working                               Hsehld Questionnaire
                2 - Keeping house
                3 - Something else
                8 - Blank, but applicable
                9 - Not applicable

 123     If "something else" from above, what was he doing?
                0 - Laid off                              Hsehld Questionnaire
                1 - Retired
                2 - Student
                3 - Other
                4 - Ill
                5 - Staying home
                6 - Looking for work
                7 - Unable to work
                8 - Blank, but applicable
                9 - Not applicable


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 124     If "keeping house" or "something else" from above,
         did he work at a job or business at any time during
         the past three months?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable

 125     If "Working" from above, did he work full-time or
         part-time?
                1 - Full-time                             Hsehld Questionnaire
                2 - Part-time
                8 - Blank, but applicable
                9 - Not applicable

 126     Did he work at any time last week or the week before
         (not around house)?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable

 127     If "no" to above, even though he did not work during
         that time, does he have a job or business?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable

 128     If "no" in Position 126, was he looking for work or
         on lay-off from a job?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 129     If yes to above - which?
                1 - Looking                               Hsehld Questionnaire
                2 - Lay-off
                3 - Both
                8 - Blank, but applicable
                9 - Not applicable

 130     Class of Worker
                1 - Private paid                          Hsehld Questionnaire
                2 - Government-Federal
                3 - Government-Other
                4 - Own
                5 - Non-paid
                6 - Never worked
                8 - Blank, but applicable
                9 - Not applicable

 131     If self-employed in "own" business and not a farm,
         is the business incorporated?
                1 - Yes                                   Hsehld Questionnaire
                2 - No
                8 - Blank, but applicable
                9 - Not applicable

 132-34  Business or Industry Code
                017-999 - As given                        Hsehld Questionnaire

 135-37  Occupation Code
                001-995 - As given                        Hsehld Questionnaire

 138-43  Date of Examination
                Month - 01-12 as given                    Control Record
                Day   - 01-31 as given
                Year  - 71-75 as given


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 144-45  Age at Examination
                01-75 - As given                          Computer Generated

 146     Farm
                1 - Farm                                  Computer Generated
                2 - Nonfarm                               See Detailed Notes

 147-49  Poverty Index (X.XX)
                001-997 - As given                        Computer Generated
                998 - Index computed 998                  See Detailed Notes
                      or greater
                999 - Unknown

 150     Region
                1 - Northeast                             Computer Generated
                2 - Midwest                               See Detailed Notes
                3 - South
                4 - West

 151     FOOD PROGRAMS APPLICABILITY
                1 - Not applicable                        Food Programs Quest.
                2 - No program available
                3 - Food stamps available
                4 - Commodities available
                8 - Blank, but applicable

 152     Are you certified to participate in the food stamp
         program?
                1 - Yes                                   Food Programs Quest.
                2 - No
                9 - Don't know
                Blank


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

 153     Are you buying stamps now?
                1 - Yes, regularly                        Food Programs Quest.
                2 - Yes, occasionally
                3 - No
                8 - Blank, but applicable
                Blank

 154     What is the main reason you aren't participating
         in the program?
                1 - No need                               Food Programs Quest.
                2 - Not enough money at the time
                3 - No transportation
                4 - Pride
                5 - Other
                8 - Blank, but applicable
                Blank

 155     Are you certified to participate in the commodity
         distribution program?
                1 - Yes                                   Food Programs Quest.
                2 - No
                9 - Don't know
                Blank

 156     Are you receiving commodity foods now for your
         family?
                1 - Yes, regularly                        Food Programs Quest.
                2 - Yes, occasionally
                3 - No
                8 - Blank, but applicable
                Blank

 157     Why aren't you participating in the program?
                1 - No need                               Food Porgrams Quest.
                2 - No transportation
                3 - Pride
                4 - Other
                8 - Blank, but applicable
                Blank


 Tape                                          Control    HANES I Data
 Loc.    ITEM DESCRIPTION & CODES              Counts     Source

            SAMPLE WEIGHTS

 158-63  Detailed Persons, Location 01-35                 See Detailed Notes
         Blanks

 164-69  All Sample Persons, Locations 01-35              See Detailed Notes
         Blanks

 170-75  Detailed Persons, Locations 01-65                See Detailed Notes
         Blanks

 176-81  All Sample Persons, Locations 01-65              See Detailed Notes
         Blanks

 182-    Work Area
 193

 194-    STRATA 1/
 195

 196-         Primary Sampling Unit1/
 198

 199-    Work Area
 200

              1/Use only for producing variance estimates for
              examination locations 1-65 or 1-100.  See General
              Note titled "Variance Estimation" for producing
              variance estimates for examination locations
              1-35 or 66-100.


DETAILED NOTES, DEMOGRAPHIC DATA

 Tape Position 10 - Size of Place

 Size of place classification was derived from the 1960 census.  According
 to the definition used in the 1960 census, the urban population was
 comprised of all persons living in (a) places of 2,500 inhabitants or more
 incorporated as cities, boroughs, villages and towns (except towns in New
 York, New England, and Wisconsin); (b) the densely settled urban fringe,
 whether incorporated or unincorporated, or urbanized areas; (c) towns in
 New England and townships in New Jersey and Pennsylvania which contained
 no incorporated municipalities as subdivisions and had either 2,500
 inhabitants or more, or a population of 2,500 to 25,000 and a density of
 1,500 persons or more per square mile; (d) counties in states other than
 the New England states, New Jersey, and Pennsylvania, that had no
 incorporated municipalities within their boundaries and had a density of
 1,500 persons per square mile; and (e) unincorporated places of 2,500
 inhabitants or more not included in any urban fringe.  The remaining
 population was classified as rural.

 Urban areas are further classified by population size for places within
 urbanized areas and other places outside urbanized areas.

 Tape Position 11 - SMSA

 A standard metropolitan statistical area is basically a county or a group
 of contiguous counties which contains at least one city of 50,000
 inhabitants or more, or "twin cities" with a combined population of at
 least 50,000.  In addition to the county or counties containing such a
 city or cities, contiguous counties are included in an SMSA if, according
 to the 1960 Census, they are socially and economically integrated with the
 central city.  Each SMSA must include at least one central city, and the
 complete title of an SMSA identifies the central city or cities.

 Tape Positions 22 and 103 - Race
 
 The race of the respondent was marked by observation and it was assumed
 the race of all related persons was the same as the respondent unless
 otherwise learned.  The race categories were "White", "Negro", or "other."
 If the appropriate category could not be marked by observation, then race
 was asked.  Persons of races other than White or Negro, such as Japanese,
 Chinese, American Indian, Korean, Hindu, Eskimo, etc. were reported as
 "Other."  Mexicans were included with "White" unless definitely known to
 be American Indian or of other nonwhite race.

 Tape Positions 34-35 - Total Family Income Group
 
 The income group represents the total combined family income for the past
 twelve (12) months.  It includes income from all sources such as wages,
 salaries, social security or retirement benefits, help from relatives,
 rent from property and so forth.  The income groups were not reconciled to
 the component parts (tape positions 36-94).  The income component parts
 were not asked when the gross income was greater than $6,999 per annum.
 However, amounts greater than $6,999 appear in tape positions 37-40,
 67-70, and 72-75.  Some respondents reported a loss of income from their
 nonfarm business, professional practice, partnership or farm and this
 explains why some data fields are greater than $6,999, but the individual
 total in tape positions 91-94 does not exceed this figure.

 Tape Positions 95-99 - Family Unit Code
 
 All related sample persons in the same family unit have the same computer
 generated family unit code.  This will enable detailed analysis of the
 individual family unit.

 Tape Positions 110-111 - State Codes
 
 UNITED STATES                              OUTLYING AREAS OF THE U.S.
                    Standard
                    Abbreviation     Code   Name of Place                  Cod

 ALABAMA            Ala.              01     American Samoa                 60
 ALASKA             Alaska            02     Canal Zone                     61
 ARIZONA            Ariz.             04     Canton and Enderbury Islands   62
 ARKANSAS           Ark.              05     Caroline Islands               63
 CALIFORNIA         Calif.            06     Cook Islands                   64
 COLORADO           Colo.             08     Gilbert and Ellice Islands     65
 CONNECTICUT        Conn.             09     Guam                           66
 DELAWARE           Del.              10     Johnston Atoll                 67
 DIST. OF COLUMBIA  D.C.              11     Line Islands - Southern        68
 FLORIDA            Fla.              12     Mariana Islands                69
 GEORGIA            Ga.               13     Marchall Islands               70
 HAWAII             Hawaii            15     Midway Islands                 71
 IDAHO              Idaho             16     Puerto Rico                    72
 ILLINOIS           Ill.              17     Ryukyn Islands - Southern      73
 INDIANA            Ind.              18     Swan Islands                   74
 IOWA               Iowa              19     Tokelau Islands                75
 KANSAS             Kans.             20     U.S. Misc. Caribbean           76
 KENTUCKY           Ky.               21     U.S. Misc. Pacific Islands     77
 LOUISIANA          La.               22     Virgin Islands                 78
 MAINE              Maine             23     Wake Islands                   79
 MARYLAND           Md.               24     Cuba                           80
 MASSACHUSETTS      Mass.             25     West Indies                    81
 MICHIGAN           Mich.             26     North America                  91
 MINNESOTA          Minn.             27     South America                  92
 MISSISSIPPI        Miss.             28     Europe                         93
 MISSOURI           Mo.               29     Africa                         94
 MONTANA            Mont.             30     Asia                           95
 NEBRASKA           Nebr.             31     Australasia                    96
 NEVADA             Nev.              32     Pacific Islands                97
 NEW HAMPSHIRE      Nebr.             33
 NEW JERSEY         N.J.              34
 NEW MEXICO         N. Mex.           35
 NEW YORK           N.Y               36
 NORTH CAROLINA     N.C.              37
 NORTH DAKOTA       N. Dak.           38
 OHIO               Ohio              39
 OKLAHOMA           Okla.             40
 OREGON             Oreg.             41
 PENNSYLVANIA       Pa.               42
 RHODE ISLANDS      R.I.              44
 SOUTH CAROLINA     S.C.              45
 SOUTH DAKOTA       S. Dak.           46


 UNITED STATES
                    Standard
                    Abbreviation     Code

 TENNESSEE          Tenn.             47
 TEXAS              Tex.              48
 UTAH               Utah              49
 VERMONT            Vt.               50
 VIRGINIA           Va.               51
 WASHINGTON         Wash.             53
 WEST VIRGINIA      W. Va.            54
 WISCONSIN          Wis.              55
 WYOMING            Wyo.              56

 Tape Positions 132-134 and 135-137 - Industry & Occupation Codes
 
 A person's occupation may be defined as his principal job or business.
 For this survey purpose, the principal job or business of a respondent is
 defined in one of the following ways:  If the person worked during the two
 week interview period or had a job or business, the question concerning
 his occupation (or work) applies to his job during that period.  If the
 respondent held more than one job, the question is directed to the one at
 which he spent the most time.  It refers to the one he considers most
 important when  equal time is spent at each job.  A person who has not
 begun work at a new job, is looking for work, or is on layoff from work is
 questioned about his last full- time civilian job.  A full-time job is
 defined as one at which the person spen 35 or more hours per week and
 which lasted two consecutive weeks or more.  A person who has a job to
 which he has not yet reported and has never had a previous job or business
 is classified as a "new worker."

 The 1970 census of population Alphabetical Index of Industries and
 Occupations was used in the coding of both the industry and occupation.
 Library of Congress Number 74-612012.  For sale by the Superintendent of
 Documents, U.S.  Government Printing Office, Washington, D.C. 20402.
 $3.00.  Stock Number 0301-2283.

 Tape Position 146 - Land
 
Land used for farming purposes (Code 1 in Tape Position 146) was
 identified as being rural land (Code 2 in Tape Position 13) consisting of
 10 or more acres (Code 1 in Tape Position 14) with crop sales amounting to
 $50 or more (Code 2 in Tape Position 15), or rural land (Code 2 in Tape
 Position 13) consisting of less than 10 acres (Code 2 in Tape Position 14)
 with crop sales amounting to $250 or more (Code 3 in Tape Position 16).
 All Other land is classified as nonfarm (Code 2 in Tape Position 146).

 Tape Positions 147-149 - Poverty Index

 Poverty Index--Income status was determined by the Poverty Income Ratio
 (PIR).  Poverty statistics published in the Census Bureau reports1/ were
 based on the poverty index developed by the Social Security Administration
 in 1964.  (For a detailed discussion of the SSA poverty standards, see
 reference 2.)  Modifications in the definition of poverty were adopted in
 1969.3/  The standard data series in poverty for statistical use by all
 executive departments and establishments has been established.4/

    The two components of the PIR are the total income of the household
 (numerator) and a multiple of the total income necessary to maintain a
 family with given characteristics on a nutritionally adequate food plan3/
 (denominator). The dollar value of the denominator of the PIR is
 constructed from a food plan (economy plan) necessary to maintain minimum
 recommended daily nutritional requirements.  The economy plan is
 designated by the Department of Agriculture for "emergency or temporary
 use when funds are low."

    For families of three or more persons, the poverty level was set at
 three times the cost of the economy food plan.  For smaller families and
 persons living alone, the cost of the economy food plan was adjusted by
 the relatively higher fixed expenses of these smaller households.

    The denominator or poverty income cutoff adjusts the family poverty
 income maintenance requirements by the family size, the sex of the family
 head, the age of the family head in families with one or two members, and
 the place of residence (farm, nonfarm).  Annual revisions of the poverty
 income cutoffs are based on the changes in the average cost of living as
 reflected in the Consumer Price Index.

    As shown in the table, the annual income considered to be the poverty
 level increases as the family size increases.  A family with any
 combination of characteristics and with the same income as shown in the
 table has been designated as having a PIR or poverty level of 1.0.  The
 same family with twic the income found in the table would have a PIR of
 2.0.  Ratios of less than 1.0 can be described as "below poverty," ratios
 greater than or equal to 1.0, as "at or above poverty."


    Poverty thresholds are computed on a national basis only.  No attempt
 has been made to adjust these thresholds for regional, State, or other
 local variation in the cost of living (except for the farm, nonfarm
 difference).  None of the noncash public welfare benefits such as food
 stamp bonuses or free food commodities are included in the income of the
 low income families receiving these benefits.

 1/   Current Populatrion Reports, "Consumer Income," Series P-60, No. 77,
      May 7, 1971
 2/   Orshansky, M.:  "Counting the Poor:  Another Look at the Poverty
      Profile, Social Security Bulletin, January 1965; "Who's Who Among the
      Poor: A Demographic View of Poverty," Social Security Bulletin, July
      1965.
 3/   Current Population Reports, "Special Studies," Series P-23, No. 28,
      Augus 12, 1969.
 4/   Circular No. A-46, Transmitted Memorandum No. 9, Executive Office of
      the President, Bureau of the Budget, August 29, 1969, and Exhibit L
      (rev.)

     Weighted average thresholds at the low income level in 1971 by size of
               family and sex of head, by farm-nonfarm residence


                          Nonfarm                        Farm

    Size of family          Total

                                    Total  Male1 Female1  Total  Male1 Female1
                                            head  head            head   head



 All unrelated individuals- $2,033 $2,040 $2,136 $1,978  $1,727 $1,783  $1,669
    Under 65 years---------  2,093  3,098  2,181  2,017   1,805  1,853   1,715
    65 years and over------  1,931  1,940  1,959  1,934   1,652  1,666   1,643

 All families--------------  3,700  3,724  3,764  3,428   3,235  3,242   3,079
    2 persons--------------  2,612  2,633  2,641  2,581   2,219  2,224   2,130
    Head under 65 years----  2,699  2,716  2,731  2,635   2,317  2,322   2,195
    Head 65 years and over-  2,424  2,448  2,450  2,437   2,082  2,081   2,089
    3 persons--------------  3,207  3,229  3,248  3,127   2,745  2,749   2,627
    4 persons--------------  4,113  4,137  4,139  4,116   3,527  3,528   3,513
    5 persons--------------  4,845  4,880  4,884  4,837   4,159  4,159   4,148
    6 persons--------------  5,441  5,489  5,492  5,460   4,688  4,689   4,656
    7 persons or more------  6,678  6,751  6,771  6,583   5,736  5,749   5,516


    1For unrelated individuals, sex of the individual.

    SOURCE:  U.S. Department of Commerce, Social and Economic Statistics
 Administration, U.S. Bureau of the Census "Characteristics of the Low
 Income Population:  1971,"  Current Population Reports, Series P-60, No.
 86, p. 18.

 Tape Position 150 - Region
 
 The United States was divided into four broad geographic regions of
 approximately equal population. These regions, which deviate somewhat from
 the groups used by the Bureau of the Census, are as follows:


    Region                                        States Included

    Northeast                            Maine, Vermont, New Hampshire,
                                         Massachusetts, Connecticut,
                                         Rhode Island, New York, New Jersey,
                                         and Pennsylvania

    South                                Delaware, Maryland, District of
                                         Columbia, West Virginia, Virginia,
                                         Kentucky, Tennessee, North Carolina,
                                         South Carolina, Georgia, Florida,
                                         Alabama, Mississippi, Louisiana,
                                         and Arkansas

    Midwest                              Ohio, Illinois, Indiana, Michigan,
                                         Wisconsin, Minnesota, Iowa, Missouri

    West                                 Washington, Oregon, California,
                                         Nevada, New Mexico, Arizona, Texas,
                                         Oklahoma, Kansas, Nebraska, North
                                         Dakota, South Dakota, Idaho, Utah,
                                         Colorado, Montana, and Wyoming.

 Tape Positions 158-193 - HANES

 HANES is a multistage, stratified, probability sample of loose clusters of
 persons in land-based segments.  In addition, HANES is composed of two
 distinct examination components--a nutrition screening examination (taken
 by all examinees) and a more detailed examination taken by a pre-selected
 subsample of all examinees, ages 25-74.  For the nutrition screening
 examination, locations 1-35 and 1-65 constituted national probability
 samples and for the detailed examination, locations 1-35, 1-65, 66-100 and
 1-100 all constitute national probability samples.  In other words, HANES
 is composed of six distinct subsamples of the U.S. population.  For a more
 detailed discussion of the sample design see Series 1, No. 10a.


 Since each of these six subsamples is a distinct subsample of the U.S.
 population, such subsample requires a different set of weights.  The
 weights are based upon the probability of selection into the sample,
 adjustments for nonresponse and further adjustments to approximate the
 U.S. noninstitu- tionalized population as of the midpoint of each
 subsample.

 In order to select all of those examinees in a particular subsample, i.e.
 received a particular exam component, it is necessary to exclude all
 examinees with a weight of zero or blank.  It is also necessary to exclude
 all zero or blank weights because that is the only way to differentiate
 missing data due to nonresponse from data that is missing because the
 sample design dictated that a particular examinee was not supposed to
 receive particular examination component.

 It is suggested that any analyses that are desired by the researcher be
 per- formed using the greatest number of examinees possible; that is, if
 the researcher is interested in an exam component of the nutrition
 screening examination he should use the weight and consequently the data
 from the 65 location subsample rather than the 35 location subsample.  For
 the detailed examination, the researcher should use the 100 location
 subsample rather than one of the others.  However, some exam components
 were only done in a particular subsample; for example, only at the first
 35 locations.  In that case, the researcher has no choice in selecting a
 particular subsample.

 There may be occasions when a researcher may want to make comparisons of
 estimates obtained from various subsamples.  For example, the prevalence
 of some disease condition as estimated from the first 35 locations could
 be compared with an estimate based upon locations 66-100.  The researcher
 may also want to formulate hypotheses using 1 subsample and test those
 hypotheses using another subsample.


 DENTAL DATA SUMMARY - HANES I
                           DENTAL TAPE SUMMARY - HANES I

                                                                     Positions


  CATALOG NUMBER - 4235 .................................................. 201

  Denture Status

  Upper arch ............................................................. 211
  Lower arch ............................................................. 212

  Indices

  Simplified Debris ...................................................... 213
  Simplified Calculus .................................................... 216
  Simplified Oral Hygiene ................................................ 219
  Periodontal Index for Upper Arch ....................................... 222
  Periodontal Index for Lower Arch ....................................... 225
  Periodontal Index for Mouth ............................................ 228

  Periodontal Classification, Upper Arch ................................. 231
  Periodontal Classification, Lower Arch ................................. 232
  Periodontal Classification, Mouth ...................................... 233

  Total Permanent Teeth Present .......................................... 234
    (Upper Arch, Lower Arch, Mouth)
  Total Normal Teeth Present ............................................. 240
    (Upper Arch, Lower Arch, Mouth)
  Total Permanent Teeth Erupted .......................................... 246
    (Upper Arch, Lower Arch, Mouth)
  Total Non-Functional Carious Permanent Teeth Present ................... 252
    (Upper Arch, Lower Arch, Mouth)
  Total Decayed Permanent Teeth .......................................... 258
    (Upper Arch, Lower Arch, Mouth)

  Total Missing Permanent Teeth .......................................... 264
    (Upper Arch, Lower Arch, Mouth)
  Total Teeth Missing for Unknown Reason ................................. 270
    (Upper Arch, Lower Arch, Mouth)
  Total Teeth Extracted for Reason Other than Caries ..................... 276
    (Upper Arch, Lower Arch, Mouth)
  Total Filled Permanent Teeth Without Decay ............................. 278
    (Upper Arch, Lower Arch, Mouth)
  Total Filled Defective Permanent Teeth ................................. 284
    (Upper Arch, Lower Arch, Mouth)
  Sum of Decayed, Missing and Filled Permanent Teeth ..................... 290
    (Upper Arch, Lower Arch, Mouth)



                                                                          Tape
                                                                     Positions


  Total Teeth Replaced on Satisfactory Fixed Bridge ...................... 296
    (Upper Arch, Lower Arch, Mouth)
  Total Teeth Replaced on Defective Fixed Bridge ......................... 302
    (Upper Arch, Lower Arch, Mouth)
  Total Teeth Replaced on Satisfactory Removable Partial Denture ......... 308
    (Upper Arch, Lower Arch, Mouth)
  Total Teeth Replaced on Defective Removable Partial Denture ............ 314
    (Upper Arch, Lower Arch, Mouth)

  Total Primary Teeth Present ............................................ 320
    (Upper Arch, Lower Arch, Mouth)
  Total Normal Primary Teeth Present ..................................... 326
    (Upper Arch, Lower Arch, Mouth)
  Total Decayed Primary Teeth ............................................ 332
    (Upper Arch, Lower Arch, Mouth)
  Total Non-Functional Carious Primary Teeth ............................. 338
    (Upper Arch, Lower Arch, Mouth)
  Total Unerupted Primary Teeth for Ages 1-2 Years ....................... 344

  Total Filled Primary Teeth Without Decay ............................... 346
    (Upper Arch, Lower Arch, Mouth)
  Filled Defective Primary Teeth ......................................... 352
    (Upper Arch, Lower Arch, Mouth)
  Sum of Decayed, Non-Functional and Filled Primary Teeth ................ 358

  Treatment Needs

  No Apparent Need for Dental Care ....................................... 364
  Removal of Debris and Calculus ......................................... 365
  Gingivitis Treatment ................................................... 366
  Periodontal Disease Treatment .......................................... 367
  Severe Malocclusion Treatment .......................................... 368
  Decayed Permanent Teeth ................................................ 369

  Number of 1-Surface Fillings ........................................... 370
  Number of 2-Surface Fillings ........................................... 372
  Number of 3-(or more) Surface Fillings ................................. 374
  Number of Extractions Indicated ........................................ 376

  Extractions, Periodontal Disease ....................................... 378
  Number of Teeth to be Extracted ........................................ 379
  Extractions, Other Reason .............................................. 381
  Number of Teeth to be Extracted ........................................ 382



                                                                          Tape
                                                                     Positions

  Fixed Bridges and/or Partial Removable Dentures
    Indicated for Replacing Teeth ........................................ 384
  Number of Upper Teeth .................................................. 385
  Number of Lower Teeth .................................................. 387
  Number of Bridges ...................................................... 389
  Number of Partials ..................................................... 390

  Repair or Reline of Denture or Bridge .................................. 391
  Repair Upper ........................................................... 392
  Repair Lower ........................................................... 393
  Reline Upper ........................................................... 394
  Reline Lower ........................................................... 395

  Construct Full Dentures (need/no need) ................................. 396
  What to Construct ...................................................... 397

  Decayed Primary Teeth (need/no need) ................................... 398
  Number of 1-Surface Fillings ........................................... 399
  Number of 2-Surface Fillings ........................................... 401
  Number of 3-(or more) Surface Fillings ................................. 403
  Number of Extractions Indicated ........................................ 405

  Occlusion Data

  Buccal Segment Relationship
    Right (Permanent/Primary) ............................................ 407
    Left (Permanent/Primary) ............................................. 409
  Posterior Crossbite
    Right Buccal ......................................................... 411
    Right Lingual ........................................................ 412
    Left Buccal .......................................................... 413
    Left Lingual ......................................................... 414
  Incisor Vertical Relationship
    Openbite/Overbite .................................................... 415

  HLD Index
    Overjet .............................................................. 416
    Mandibular Protrusion ................................................ 418
    Overbite ............................................................. 420
    Openbite ............................................................. 422

  Malaligned Teeth
    Applicable/Not applicable ............................................ 424
    Upper Anterior-minor ................................................. 425
    Upper Anterior-major ................................................. 426
    Upper Posterior-minor ................................................ 427
    Upper Posterior-major ................................................ 428



                                                                          Tape
                                                                     Positions

  Malaligned Teeth
    Lower Anterior-minor ................................................. 429
    Lower Anterior-major ................................................. 430
    Lower Posterior-minor ................................................ 431
    Lower Posterior-major ................................................ 432
    Orthodontic Appliances ............................................... 433

  Was Biopsy Done ........................................................ 434
  Depth in microns ....................................................... 435
  Parts per Million Fluoride ............................................. 439

  Denture Questions

  When you eat, do you use an upper plate? ............................... 444
  When you eat, do you use a lower plate? ................................ 445

  Interview Questions

  Do you have any trouble chewing steaks, chops or firm meats? ........... 446
  Do you have any trouble biting apples, or corn-on-the-cob? ............. 447
  Do you have any trouble biting or chewing any other foods? ............. 448

  Four or More Pairs of Opposing Serviceable Posterior Teeth ............. 449

  Other Conditions - Indicator of Vitamin C Deficiency
    Bleeding Gums ........................................................ 450
    Diffuse Marginal Inflammation ........................................ 451
    Swollen Red Papillae ................................................. 452
    Recession............................................................ 453


 RECORD LAYOUT, DENTAL DATA
                 HEALTH AND NUTRITION EXAMINATION SURVEY (HANES I)

                              DENTAL TAPE DESCRIPTION
                                    (n = 20749)

   Tape                                           Control
   Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


  201-    Catalog Number                                  Dental Examination
  204     4235

  205-    Blank - Data User Work Area
  210

          DENTURE STATUS

  211     Upper arch
          0 - Dentulous                           16717
          1 - Edentulous, denture absent            318
          2 - Edentulous, denture present          2416
          3 - Edentulous, denture defective         818
          4 - Edentulous, denture status unknown    447
          6 - No teeth erupted, ages 1-2             33

  212     Lower arch
          0 - Dentulous                           17962
          1 - Edentulous, denture absent            429
          2 - Edentulous, denture present          1530
          3 - Edentulous, denture defective         578
          4 - Edentulous, denture status unknown    216
          6 - No teeth erupted, ages 1-2             34

          INDICES:  POSITIONS 213-233                     See Detailed Notes.

  213-    Simplified Debris Index (DI-S)
  215     0.00-3.00 - (Decimal point not on
                      tape)                       13981
                999 - Data missing or none of
                      teeth used for DI-S were
                      present                      6768

  216-    Simplified Calculus Index (CI-S)
  218     0.00-3.00 - (Decimal point not on
                      tape)                       13981
                999 - Data missing or none of
                      teeth used for CI-S were
                      present                      6768

  219-    Simplified Oral Hygiene Index (OHI-S)
  221     0.00-6.00 - (Decimal point not on
                      tape)                       13981
                999 - Data missing or none of
                      teeth used for OHI-S were
                      present                      6768


   Tape                                           Control
   Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


  222-    Periodontal Index for Upper Arch (PIU)          Dental Examination
  224     0.00-8.00 - (Decimal point not on tape) 16656
                888 - Inconsistent data              32
          999 - N/A - Edentulous Arch, or all
                      present teeth are nonfunc-
                      tional carious with all
                      surfaces decayed and no
                      PI scored, or no teeth
                      erupted (ages 1-2)           4061

  225-    Periodontal Index for Lower Arch (PIL)
  227     0.00-8.00 - (Decimal point not on tape) 17864
                888 - Inconsistent data              80
          999 - N/A - Edentulous Arch, or all
                      present teeth are nonfunc-
                      tional carious with all
                      surfaces decayed and no
                      PI scored, or no teeth
                      erupted (ages 1-2)           2805

  228-    Periodontal Index for Mouth (PI)
  230     0.00-8.00 - (Decimal point not on tape) 18020
                999 - Both arches edentulous or
                      all present teeth are non-
                      functional carious with all
                      surfaces decayed and no PI
                      scored, or no teeth erupted
                      (ages 1-2)                   2729

  231     Periodontal Classification, Upper Arch
          1 - Zero Perio (no periodontal disease;
              PIU less than 0.05)                 11366
          2 - Gingivitis                           3383
          3 - Pockets                               779
          4 - 4+ pockets                           1128
          5 - Inconsistent data                      32
          6 - Edentulous or all teeth present
              are nonfunctional carious with
              all surfaces decayed and no PI
              scored                               4028
          7 - No teeth erupted, ages 1-2             33


   Tape                                           Control
   Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


  232     Periodontal Classification, Lower Arch          Dental Examination
          1 - Zero Perio (no periodontal disease;
              PIL less than 0.05)                 11455
          2 - Gingivitis                           3901
          3 - Pockets                               740
          4 - 4+ pockets                           1768
          5 - Inconsistent data                      80
          6 - Edentulous or all teeth present are
              nonfunctional carious with all sur-
              faces decayed and no PI scored       2771
          7 - No teeth erupted, ages 1-2             34

  233     Periodontal Classification, Mouth
          1 - Zero Perio (no periodontal disease;
              PI less than 0.05)                  11371
          2 - Gingivitis                           3649
          3 - Pockets                               771
          4 - 4+ pockets                           2229
          5 - Inconsistent data                       0
          6 - Both arches edentulous or all teeth
              present are nonfunctional carious
              with all surfaces decayed and no PI
              scored                               2705
          7 - No teeth erupted, ages 1-2             24

          COUNTS:  POSITIONS 234-363                      See Detailed Notes.

          Total Permanent Teeth Present (PRM)
  234-5   Upper Arch:  00-16 as given             20749
  236-7   Lower Arch:  00-16 as given             20749
  238-9   Mouth:  00-32 as given                  20749

          Total Normal Permanent Teeth Present (N)
  240-1   Upper Arch:  00-16 as given             20749
  242-3   Lower Arch:  00-16 as given             20749
  244-5   Mouth:  00-32 as given                  20749

          Total Permanent Teeth Erupted (PTE)
  246-7   Upper Arch:  00-16 as given             20749
  248-9   Lower Arch:  00-16 as given             20749
  250-1   Mouth:  00-32 as given                  20749

          Total Non-Functional Carious
          Permanent Teeth Present (XD)
  252-3   Upper Arch:  00-15 as given             20749
  254-5   Lower Arch:  00-16 as given             20749
  256-7   Mouth:  00-27 as given                  20749


  Tape                                           Control
  Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


         Total Decayed Permanent Teeth                   Dental Examination
         Present (D)
 258-9   Upper Arch:  00-15 as given             20749
 260-1   Lower Arch:  00-11 as given             20749
 262-3   Mouth:  00-25 as given                  20749

         Total Missing Permanent Teeth (because
         of caries) (M)
 264-5   Upper Arch:  00-16 as given             20749
 266-7   Lower Arch:  00-16 as given             20749
 268-9   Mouth:  00-32 as given                  20749

         Total Teeth Missing for Unknown
         Reason (MUNK)
 270-1   Upper Arch:  00-08 as given             20749
 272-3   Lower Arch:  00-08 as given             20749
 274-5   Mouth:  00-11 as given                  20749

         Total Teeth Extracted for Reason
         Other Than Caries (XTR)
 276-7   00-20 as given                          20749

         Total Filled Permanent Teeth Without
         Decay (F)
 278-9   Upper Arch:  00-16 as given             20749
 280-1   Lower Arch:  00-15 as given             20749
 282-3   Mouth:  00-28 as given                  20749

         Total Filled Defective Permanent
         Teeth (FD)
 284-5   Upper Arch:  00-07 as given             20749
 286-7   Lower Arch:  00-08 as given             20749
 288-9   Mouth:  00-10 as given                  20749

         Sum of Decayed (D), Missing (M), and
         Filled (F) Permanent Teeth (DMF)
 290-1   Upper Arch:  00-16 as given             20749
 292-3   Lower Arch:  00-16 as given             20749
 294-5   Mouth:  00-32 as given                  20749

         Total Teeth Replaced on Satisfactory
         Fixed Bridge (RF)
 296-7   Upper Arch:  00-07 as given             20749
 298-9   Lower Arch:  00-07 as given             20749
 300-1   Mouth:  00-10 as given                  20749


  Tape                                           Control
  Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


         Total Teeth Replaced on Defective               Dental Examination
         Foxed Bridge (RR)
 302-3   Upper Arch:  00-07 as given             20749
 304-5   Lower Arch:  00-07 as given             20749
 306-7   Mouth:  00-09 as given                  20749

         Total Teeth Replaced on Satisfactory
         Removable Partial Denture (RFD)
 308-9   Upper Arch:  00-14 as given             20749
 310-1   Lower Arch:  00-12 as given             20749
 312-3   Mouth:  00-21 as given                  20749

         Total Teeth Replaced on Defective
         Removable Partial Denture (RRD)
 314-5   Upper Arch:  00-14 as given             20749
 316-7   Lower Arch:  00-14 as given             20749
 318-9   Mouth:  00-28 as given                  20749

         Total Primary Teeth Present (PRI)
 320-1   Upper Arch:  00-10 as given             20749
 322-3   Lower Arch:  00-10 as given             20749
 324-5   Mouth:  00-20 as given                  20749

         Total Normal Primary Teeth Present
         (NI)
 326-7   Upper Arch:  00-10 as given             20749
 328-9   Lower Arch:  00-10 as given             20749
 330-1   Mouth:  00-20 as given                  20749

         Total Decayed Primary Teeth (d)
         (includes filled teeth with carious
         lesions or defective fillings)
 332-3   Upper Arch:  00-10 as given             20749
 334-5   Lower Arch:  00-10 as given             20749
 336-7   Mouth:  00-20 as given                  20749


  Tape                                           Control
  Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


         Total Nonfunctional Carious Primary             Dental Examination
         Teeth (e)
 338-9   Upper Arch:  00-10 as given             20749
 340-1   Lower Arch:  00-08 as given             20749
 342-3   Mouth:  00-16 as given                  20749

         Total Unerupted Primary Teeth for
         Ages 1-2 Years (DTE)
 344-5   00-20 as given                          20749

         Total Filled Primary Teeth Without
         Decay (f)
 346-7   Upper Arch:  00-09 as given             20749
 348-9   Lower Arch:  00-07 as given             20749
 350-1   Mouth:  00-13 as given                  20749

         Filled Defective Primary Teeth (fd)
         Removable Partial Denture (RRD)
 352-3   Upper Arch:  00-02 as given             20749
 354-5   Lower Arch:  00-03 as given             20749
 356-7   Mouth:  00-04 as given                  20749

         Sum of Decayed (d), Nonfunctional (e),
         and Filled (f) Primary Teeth (def)
 358-9   Upper Arch:  00-10 as given             20749
 360-1   Lower Arch:  00-10 as given             20749
 362-3   Mouth:  00-20 as given                  20749

         TREATMENT NEEDS:  POSITIONS 364-406             See Detailed Notes.

 364     No Apparent Need for Dental Care
         0 - No need                              7921
         1 - Need(s) present as given below      12828

 365     Removal of Debris and Calculus
         0 - No need                             13846
         1 - Need indicated                       6903


  Tape                                           Control
  Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


 366     Gingivitis Treatment                            Dental Examination
         0 - No need                             17391
         1 - Need indicated                       3358

 367     Periodontal Disease Treatment
         0 - No need                             18640
         1 - Need indicated                       2109

 368     Severe Malocclusion Treatment
         0 - No need                             20422
         1 - Need indicated                        327

 369     Decayed Permanent Teeth:  Positions
         369-377
         0 - No need                             13630
         1 - Needs as given below                 7119

 370-    Number of 1 - Surface Fillings
 371     00-20  - As given                       20749

 372-    Number of 2 - Surface Fillings
 373     00-20  - As given                       20749

 374-    Number of 3 - (or more) Surface
 375     Fillings
         00-20  - As given                       20749

 376-    Number of Extractions Indicated
 377     00-27  - As given                       20749

 378     Extractions, Periodontal Disease:
         Positions 378-380
         0 - No need                             20080
         1 - Need indicated                        669


  Tape                                           Control
  Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


 379-    Number of Teeth to be Extracted                 Dental Examination
 380     00-31  - As given                       20749

 381     Extractions, Other Reason:
         Positions 381-383
         0 - No need                             20087
         1 - Need indicated                        662

 382-    Number of Teeth to be Extracted
 383     00-21  - As given                       20749

 384     Fixed Bridges and/or Partial Removable
         Dentures Indicated for Replacing Teeth:
         Positions 384-390
         0 - No need                             17532
         1 - Need indicated                       3217

 385-    Number of Upper Teeth
 386     00-16  - As given                       20749

 387-    Number of Lower Teeth
 388     00-13  - As given                       20749

 389     Number of Bridges
         0-5  - As given                         20749

 390     Number of Partials
         0-4  - As given                         20749

 391     Repair or Reline of Denture or Bridge:
         Positions 391-395
         0 - No need                             20154
         1 - Need indicated                        595

 392     Repair Upper
         0 - Not applicable                      20649
         1 - Full denture                           77
         2 - Partial denture                        23


  Tape                                           Control
  Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


 393     Repair Lower
         0 - Not applicable                      20682   Dental Examination
         1 - Full denture                           40
         2 - Partial denture                        27

 394     Reline Upper
         0 - Not applicable                      20352
         1 - Full denture                          381
         2 - Partial denture                        16

 395     Reline Lower
         0 - Not applicable                      20443
         1 - Full denture                          289
         2 - Partial denture                        17

 396     Construct Full Dentures:
         Positions 396-397
         0 - No need                             18919
         1 - Need indicated                       1830

 397     What to Construct
         0 - Not applicable                      18919
         1 - Full upper                            387
         2 - Full lower                            258
         3 - Full upper and full lower            1185

 398     Decayed Primary Teeth:  Positions
         398-406
         0 - No need                             19367
         1 - Needs as given below                 1382

 399-    Number of 1 - Surface Fillings
 400     00-13  - As given                       20749

 401-    Number of 2 - Surface Fillings
 402     00-10  - As given                       20749

 403-    Number of 3 - (or more) Surface
 404     Fillings
         00-12  - As given                       20749


  Tape                                           Control
  Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


 405-    Number of Extractions Indicated                 Dental Examination
 406     00-16  - As given                       20749

         OCCLUSION DATA - POSITIONS 407-433              See Detailed Notes.

         Buccal Segment Relationship

 407-    Right
 408
         Permanent Teeth
         01 - Mesial - severe                      102
         02 - Mesial - moderate                    198
         03 - Normal                              3141
         04 - Distal - moderate                    398
         05 - Distal - severe                      155

         Primary Teeth
         06 - Mesial - severe                        0
         07 - Mesial - moderate                      2
         08 - Normal                                46
         09 - Distal - severe                        1
         10 - Distal - severe                        0
         99 - Not applicable                     16706

 409-    Left
 410
         Permanent Teeth
         01 - Mesial - severe                       97
         02 - Mesial - moderate                    193
         03 - Normal                              3172
         04 - Distal - moderate                    391
         05 - Distal - severe                      141


  Tape                                           Control
  Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


         Primary Teeth                                   Dental Examination
         06 - Mesial - severe                        0
         07 - Mesial - moderate                      1
         08 - Normal                                46
         09 - Distal - moderate                      2
         10 - Distal - severe                        0
         99 - Not applicable                     16706

         Posterior Crossbite

 411     Right Buccal
         0-4 - Number of teeth                    4026
           9 - Not applicable                    16723

 412     Right Lingual
         0-5 - Number of teeth                    4029
           9 - Not applicable                    16720

 413     Left Buccal
         0-5 - Number of teeth                    4030
           9 - Not applicable                    16719

 414     Left Lingual
         0-5 - Number of teeth                    4036
           9 - Not applicable                    16713

 415     Incisor Vertical Relationship

         Openbite:
         1 - Over 4 mm.                             26
         2 - Greater than 2, but less than or
             equal to 4 mm.                         34
         3 - 0 to 2 mm.                            131

         Overbite:
         4 - Incisal 3rd                          1590
         5 - Middle 3rd                           1581
         6 - Gingival 3rd                          448
         7 - Tissue                                 34
         8 - Impinging                              40
         9 - Not applicable                      16865


  Tape                                           Control
  Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


         HLD (Handicapping Labio-Langual
         Deviations) Index (xx.-mm)                      Dental Examination

 416-    Overjet
 417     00-33 - As given                         3814
            99 - Not applicable                  16935

 418-    Mandibular Protrusion
 419     00-08 - As given                           64
            99 - Not applicable                  20685

 420-    Overbite
 421     00-11 - As given                         3685
            99 - Not applicable                  17064

 422-    Openbite
 423     00-20 - As given                          175
            99 - Not applicable                  20574

         Malaligned Teeth

 424     Not Applicable
         0 - Applicable                           3878
         1 - Not applicable                      16871

 425     Upper Anterior - Minor
         0-6 - As given                           3858
           9 - Not applicable or not given       16891

 426     Upper Anterior - Major
         0-6 - As given                           3862
           9 - Not applicable or not given       16887


  Tape                                           Control
  Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


 427     Upper Posterior - Minor                         Dental Examination
         0-5 - As given                           3861
           9 - Not applicable or not given       16888

 428     Upper Posterior - Major
         0-4 - As given                           3864
           9 - Not applicable or not given       16885

 429     Lower Anterior - Minor
         0-6 - As given                           3851
           9 - Not applicable or not given       16898

 430     Lower Anterior - Major
         0-6 - As given                           3861
           9 - Not applicable or not given       16888

 431     Lower Posterior - Minor
         0-4 - As given                           3861
           9 - Not applicable or not given       16888

 432     Lower Posterior - Major
         0-4 - As given                           3865
           9 - Not applicable or not given       16884

 433     Orthodontic Appliances
         0 - Absent                              20623
         1 - Present                               126


  Tape                                           Control
  Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


         ENAMEL BIOPSY:  POSITIONS 434-443               Dental Examination
                                                         See Detailed Notes.

 434     Was biopsy done?
         0 - Yes, no data received                 283
         1 - Yes, tooth number unknown             387
         2 - No, teeth absent                     7115
         3 - No, equipment failure                1242
         4 - No, other reason                     5279
         5 - No, reason unknown                   1349
         6 - Yes, tooth number 10                   10
         7 - Yes, tooth number 7                    16
         8 - Yes, tooth number 8                  2550
         9 - Yes, tooth number 9                  2518

 435-    Depth in microns
 438     0025-1537 - As given                     5481
         Blank                                   15268

 439-    Parts per million Fluoride
 443     00021-24786 - As given                   5481
         Blank                                   15268

         OTHER DATA - POSITIONS 444-453

 444     When you eat, do you use an upper
         plate?
         0 - No                                    327
         1 - Yes                                  3268
         8 - Unknown                               408
         9 - Not edentulous or under 5 years
             of age                              16746

 445     When you eat, do you use a lower
         plate?
         0 - No                                    439
         1 - Yes                                  2110
         8 - Unknown                               208
         9 - Not edentulous or under 5 years
             of age                              17992


  Tape                                           Control
  Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


 446     Do you have any trouble chewing steaks,         Dental Examination
         chops or firm meats?
         0 - No                                  14022
         1 - Yes                                  1775
         9 - Under 12 years of age                4952

 447     Do you have any trouble biting apples
         or corn-on-the-cob?
         0 - No                                  13898
         1 - Yes                                  1899
         9 - Under 12 years of age                4952

 448     Do you have any trouble biting or
         chewing any other foods?
         0 - No                                  14368
         1 - Yes                                  1429
         9 - Under 12 years of age                4952

 449     Four or More Pairs of Opposing
         Serviceable Posterior Teeth                     See Detailed Notes.
         0 - Absent                               3135
         1 - Present                             17554
         8 - Unknown (edentulous, dental status
             unknown in one or both arches)         60

         NOTE:  Data in this field are not fully
         edited.  Inconsistencies may be found.
         Other Conditions:  Indicators of
         Vitamin C Deficiency

 450     Bleeding Gums
         0 - No                                  17558
         1 - Yes                                   472
         9 - Not applicable (fully edentulous)    2719

 451     Diffuse Marginal Inflammation
         0 - No                                  14198
         1 - Yes                                  3832
         9 - Not applicable (fully edentulous)    2719


  Tape                                           Control
  Loc.   ITEM DESCRIPTION & CODES                Counts  HANES I Data Source


 452     Swollen Red Papillae                            Dental Examination
         0 - No                                  16168
         1 - Yes                                  1862
         9 - Not applicable (fully edentulous)    2719

 453     Recession
         0 - No                                  16009
         1 - Yes                                  2021
         9 - Not applicable (fully edentulous)    2719

 454-    Blank - Data user work area
 500


DETAILED NOTES, DENTAL DATA
 
 Tape Positions 234-363 - Counts (Reference List)
                                  DETAILED NOTE
                              TAPE POSITIONS 234-363

                                                                   Not Counted
 Count         Includes              Is a Subset of      Overlaps   elsewhere

 PRM       N, XD, D, F, FD              PTE             M, DMF

  N                                  PRM, PTE

 PTE   PRM, N, XD, D, M, XTR, F,                    RF, RR, RFD, RRD
         FD, DMF

 XD                              PRM, PTE, M, DMF

  D              FD               PRM, PTE, DMF

  M              XD                  PTE, DMF       PRM, RF, RR, RFD,
                                                      RRD

 MUNK                                                   MUNK

 XTR                                    PTE         RF, RR, RFD, RRD

  F                               PRM, PTE, DMF

 FD                              PRM, PTE, D, DMF

 DMF       XD, D, M, F, FD              PTE         PRM, RF, RR, RFD,
                                                      RRD

 RF                                                  PTE, M, XTR, DMF

 RR                                                  PTE, M, XTR, DMF

 RFD                                                 PTE, M, XTR, DMF

 RRD                                                 PTE, M, XTR, DMF

 PRI     NI, d, e, f, fd, def

 NI                                     PRI

  d              fd                   PRI, def

  e                                   PRI, def

 DTE                                                             DTE

  f                                   PRI, def

 fd                                  PRI, d, def

 def         d, e, f, fd                PRI

 NOTE: This is a reference list to show how the counts are related, not how
  they were constructed.  The relationship of each count to all other
  counts is given where a relationship exists.

 Tape Positions 222-230 - Nonfunctional Carious Teeth
                                 DETAILED NOTES
                             TAPE POSITIONS 222-230

  There are 65 records in which the only present teeth are nonfunctional
 carious:

      1)  In ten of these records all tooth surfaces are decayed and there
          is no Periodontal disease; in these 10 records the Periodontal
          index for the arch(es) containing teeth is 999.

      2)  In the other 55 records, not all of the tooth surfaces are
          decayed or there is Periodontal disease; in these 55 records, the
          PI for the arch(es) containing teeth is in the range 0.00-8.00.

 Tape Pos. 213-233 - Periodontal & Simplified Oral Hygiene Index
                                  DETAILED NOTES
                              TAPE POSITIONS 213-233

         Periodontal Index (PI) and Simplified Oral Hygiene Index (OHI-S)

      The periodontal disease status and oral hygiene status of the sample
  persons who participated in the health and nutrition examinations
  conducted during 1971-75 were assessed by the Periodontal Index and the
  Simplified Oral Hygiene Index, respectively.  The procedures for scoring
  and calculating the two indexes follow.

  The Periodontal Index (PI)

      Scores are assigned according to these criteria:

     0  Negative.  There is neither overt inflammation in the investingt
         issues nor loss of function due to destruction of supporting
         tissues.
     1  Mild gingivitis.  There is an overt area of inflammation in the
         free gingivae, but the area does not circumscribe the tooth.
     2  Gingivitis.  Inflammation completely circumscribes the tooth, but
         there is no apparent break in the epithelial attachment.
     6  Gingivitis with pocket formation.  The epithelial attachment has
         been broken and there is a pocket (not merely a deepened gingival
         crevice due to swelling in the free gingivae).  There is no
         interference with normal masticatory function; the tooth is firm
         in its socket and has not drifted.
     8  Advanced destruction with loss of masticatory function.  The tooth
         may be loose; may have drifted; may sound dull on percussion with
         a metallic instrument.

      RULE:  When in doubt, assign the lesser score.

      Each tooth present in the amount, unless it is a root, is scored, and
  the arithmetic average of all scores is the individual's PI.

  The Simplified Oral Hygiene Index (OHI-S)

     Selected surfaces of six teeth are used in making this estimation of
 oral hygiene status.  For the purposes of this examination, each surface
 that is used, buccal or lingual, is considered to encompass half of the
 circumference of the tooth.  The buccal surface of a molar, for example,
 is considered to include half of the mesial surface and half of the
 distal.

    On both sides of the arch the posterior tooth assessed is the most
 anterior fully erupted permanent molar or, in its absence, the most distal
 fully erupted primary molar.  In most cases, this will be a first
 permanent molar, but in others, it may be a first or second primary molar
 or a second permanent molar.

   The buccal surfaces of upper molars and the lingual of lowers are
 examined.  In the anterior portion of the mouth, the labial surfaces of
 the upper right central incisor and the lower left central incisor are
 examined.  When these teeth are missing, only the adjacent central incisor
 is examined.

   Examining for oral debris.--The surface area covered by debris is
 estimated by running a number five explorer along the surface being
 examined and noting the occlusal or incisal extent of the debris as it is
 removed from the tooth surface and adheres to the explorer.

      Scores are assigned according to the following criteria:

    0  No debris or stain present.
    1  (a)  Soft debris covering not more than the gingival third of the
        tooth surface, or (b) the presence of extrinsic stains without
        debris regardless of surface area covered.
    2  Soft debris covering more than one-third but not more than
        two-thirds of the exposed tooth surface.
    3  Soft debris covering more than two-thirds of the exposed tooth
    surface.

     Examining for oral calculus.--A number five explorer is also used to
 estimate surface area covered by supragingival calculus and to probe for
 subgingival calculus.

      Scores are assigned according to the following criteria:

      0  No calculus present.
      1  Supragingival calculus covering not more than one-third of the
         exposed tooth surface.
      2  Supragingival calculus covering more than one-third but not more
         than two-thirds of the exposed tooth surface, and/or the presence
         of individual flecks of subgingival calculus around the cervical
         portion of the tooth.
      3  Supragingival calculus covering more than two-thirds of the
         exposed tooth surface and/or a continuous heavy band of
         subgingival calculus around the cervical portion of the tooth.

     Calculating the index.--The debris scores are totaled and divided by
 the number of surfaces scored to obtain the Simplified Debris Index.  The
 simplified Calculus Index is determined similarly.  The debris and
 calculus scores are then added to give the Simplified Oral Hygiene Index.

 Tape Positions 213-221 - Oral Hygiene Index
                                  DETAILED NOTES
                              TAPE POSITIONS 213-221

                                Oral Hygiene Index


      Oral hygiene status is measured on the upper and lower molars and
  central incisors on each side.  At least two of six predesignated natural
  permanent teeth must be present (see detailed note for Simplified Oral
  Hygiene Index, tape positions 213-233).

    For 27 children aged 6-8 years, only the upper and lower anterior teeth
 were present, but since they were not fully erupted, oral hygiene
 measurements were not recorded.  Oral hygiene may also not have been
 recorded if orthodonic applicances were present, regardless of age.  For
 children without fully erupted anterior permanent teeth, the oral hygiene
 score may have been recorded as "000" instead of "999."  No computer edits
 were done on the original oral hygiene data, from which index values were
 calculated, for children under 6 years of age.

    Scores of "999" may also appear for the oral hygiene status of persons
 with no periodontal disease and no recorded need for the removal of debris
 and calculus.  It should be noted that the need for removal of debris and
 calculus may apply to teeth other than those on which oral hygiene is
 measured, however.

 Tape Positions 234-363 - Counts
                                  DETAILED NOTES
                              TAPE POSITIONS 234-363

                                      Counts


      Since there are sixteen possible permanent teeth in both the upper
 and lower arch, the ranges of codes for counts of permanent teeth are
 00-16 for each arch and 00-32 for the mouth.  Since there are ten possible
 primary teeth in each arch, the primary counts have code ranges 00-10 for
 each arch, 00-20 for the mouth.  Since third molars are not replaced on
 fixed bridges, the counts of teeth replaced on a fixed bridge range from
 00-14 for each arch, and 00-28 for the mouth.

     Codes actually present in the data file may not include all the codes
 in these possible ranges.  For example, the count called "Total teeth
 extracted for reasons other than caries" has a possible range of 00-32,
 but there are no records having counts of 10-19 or 21-32.

     Every record contains every count; an adult record will have 00 for
 counts of primary teeth present.

 Tape Positions 364-406 - Treatment Needs
                                  DETAILED NOTES
                              TAPE POSITIONS 364-406

                                  Treatment Needs


      As with the tooth counts, all possible codes may not occur in the
  data file.

    If "No need" (Position 364) is coded "0," all other treatment needs
 (Positions 365-406) will be coded "0."  If "No need" is coded "1," at
 least one other item in Positions 365-406 will be coded as showing a need.
 For any item that has a lead-in field coded "0" for "No need," the rest of
 that item will be coded "0;" if the lead-in field is coded "1," some other
 field in that item will have non-zero data.  For example, in "Construct
 Full Dentures," if Position 396 is "0," then Position 397 will be "0;" if
 Position 396 is "1," then Position 397 will be "1," "2," or "3."

    If both arches are edentulous, then all needs except "Repair/Reline
 Denture or Bridge" (Positions 391-395) and "Construct Dentures" (Positions
 396-397) will be "0."  These may also be "0" if no need is indicated.

 Tape Positions 407-433 - Occulsion Data
                                  DETAILED NOTES
                              TAPE POSITIONS 407-433

                                  Occulsion Data


      These data fields are applicable only for ages 9-21 years.  For
  records within this age range, these fields will be coded as "Not
  applicable" if orthodontic appliances are present or if both arches are
  edentulous.

    The HLD Index (Positions 416-423) will be coded "Not applicable" unless
 one upper and one lower fully erupted central incisor are present.

      If the "Not applicable" code for "Malalignment" (Position 424) is
  coded "1," occlusion data fields may all be coded "Not applicable," or
  only some of them coded otherwise.  When some of the fields were coded
  other than "Not applicable," the measurements are included even though
  there was insufficient data for calculating Treatment Priority Indexes.

 Tape Positions 434-443 - Enamel Biopsy
                                  DETAILED NOTES
                              TAPE POSITIONS 434-443

                                   Enamel Biopsy


    At least one of the four upper central and lateral incisors must be
 present.  When an enamel biopsy was taken, the dentist attempted to remove
 the enamel to a depth ranging from only 2.0 to 2.5 microns.  Controlling
 the speed of the motor driving the felt cone that was used to apply the
 abrasive proved very hard to do.  As a result, many of the enamel samples
 were taken at depths either shallower or deeper than desirable.  Since the
 fluoride content of enamel is increasingly greater as the surface of a
 tooth is approached, it is necessary, before using the findings on
 fluoride content, to adjust them for differences in the depth at which
 they were taken.  The formula developed by the National Center for Health
 Statistics to make the adjustment is as follows:

                              F1A = F1  (1287817)
                                    488502+159863
                                            depth


 Tape Pos. 449-4 or More Pairs Opposing Serviceable Posterior Teeth
                                  DETAILED NOTES
                                TAPE POSITIONS 449

            Four or More Pairs of Opposing Serviceable Posterior Teeth


    This field pertains to the posterior five teeth, artificial or natural,
 on each side of both arches.  One of these five teeth must have been
 present in each of the four quadrants for this field to be coded "1."  It
 was found in editing that 1762 records were coded "1" when it was not
 clear whether the required teeth were present; 426 records were coded "0"
 when the teeth were present.  The coding was not changed, but the user
 should be aware of possible updating of this field.  Most inconsistencies
 seemed to occur in the older examinees.




This page last reviewed: Friday, July 13, 2007
This information is provided as technical reference material. Please contact us at cwus@cdc.gov to request a simple text version of this document.